Securities and Exchange Commission

SEC tightens disclosure rules for activist hedge funds over identity of campaign backers HedgeWeek05:14
US Stock Market: SEC tightens disclosure rules for activist investors, raising transparency bar The Economic Times00:27
SEC names Paul knight as Chief Operating Officer US Exchange Commission15:15
Crypto rules are ‘not a favor,’ says SEC, but CLARITY Act still waits AMBCrypto09:04
Ripple CEO Brad Garlinghouse says SEC lawsuit pushed company to the brink of closure Coinpaper07:05
SEC small business advisory Committee to explore modernizing market access US Exchange Commission10:41
Supreme Court clarifies scope of SEC’s disgorgement authority JD Supra15:59

Latest News

In the last hour

SEC Rules Overhaul Will Bolster Firms’ Shareholder Communication Bloomberg Law04:32

In the last 8 hours

SEC's June 30 Novel-ETF Review Puts Bitcoin Funds Under Fresh Scrutiny Coinotag23:29 13-Jul-26

Yesterday

SEC No-Action Letter on Bail-In Securities JD Supra21:25 13-Jul-26

SEC Asked To Reopen Reporting Proposal After Email 'Error' Law36019:58 13-Jul-26

SEC Says Crypto Service Agreement Is Investment Contract Law36019:48 13-Jul-26

Boqii Holding Limited Filed Annual Report on Form 20-F for Fiscal Year 2026 PR Newswire (Press Release)17:00 13-Jul-26

Kaiser Aluminum Corporation Announces Quarterly Dividend Payment Business Wire (Press Release)16:53 13-Jul-26

As Investment Fraud Losses Hit $8.6 Billion, The SEC Rethinks A Job It Was Already Supposed To Be Doing Forbes14:44 13-Jul-26

New 'Anti-Elon' ETFs Allow Investors to Avoid Tesla and SpaceX IBTimes.co.uk14:15 13-Jul-26

Next Bridge Hydrocarbons Releases Latest Correspondence Attempt with SEC Officials PR Newswire (Press Release)12:44 13-Jul-26

Disgorgement in Securities Enforcement: A Refresher on Canadian Law Following Sripetch v. SEC JD Supra12:34 13-Jul-26

Crypto Brief - Lowenstein Crypto Newsletter - July 9, 2026 JD Supra11:33 13-Jul-26

Wall Street Transfer Agents Urge SEC to Prioritize Issuer-Backed Tokenized Securities Todayq10:19 13-Jul-26

Octagon Publishes Presentation Detailing Opposition to Xflt’s Proposed Sub-Adviser Change Business Wire (Press Release)09:08 13-Jul-26

Elon Musk avoids $150 million penalty in Twitter disclosure case Albawaba08:53 13-Jul-26

XRP Victory Day Marks Three Years Since Court Ruling Changed Ripple’s SEC Battle 36crypto08:52 13-Jul-26

Awh Announces Reverse Stock Split Vote in Support of Planned U.S. Exchange Uplisting PR Newswire (Press Release)08:07 13-Jul-26

XRP Victory Day: Remembering Win That Vindicated Ripple U.Today07:06 13-Jul-26

SEC tightens disclosure rules for activist hedge funds over identity of campaign backers HedgeWeek05:14 13-Jul-26

US Stock Market: SEC tightens disclosure rules for activist investors, raising transparency bar The Economic Times00:27 13-Jul-26

In the last 7 days

Ripple CEO Says Company Considered Folding Before SEC Fight PYMNTS.com18:35 12-Jul-26

Credit rating firms face tighter accreditation Inquirer.Net15:16 12-Jul-26

John Deaton Credits 75,000 XRP Holders for Backing Ripple Executives Against SEC 36crypto14:59 12-Jul-26

XRP Firm Ripple Nearly Shut Down Over 2020 SEC Lawsuit, CEO Reveals Coinotag10:17 12-Jul-26

Ripple CEO Brad Garlinghouse Says SEC Lawsuit Pushed Company to the Brink of Closure Coinpaper07:05 12-Jul-26

‘Unsavable’ Legal Advice Nearly Ended Ripple, David Schwartz Reveals 36crypto06:00 12-Jul-26

Ripple Weighed Handing XRP to Shareholders Before $150M SEC Court Fight Coinotag05:21 12-Jul-26

Ripple XRP CEO Brad Garlinghouse says SEC nearly forced company to shut down Cryptopolitan02:54 12-Jul-26

'Unsavable': Lawyers Told Ripple Execs to Abandon Company U.Today02:14 12-Jul-26

Ohio EV Maker, CEO Misled Investors Over Demand, SEC Alleges Bloomberg Law18:12 10-Jul-26

SEC Chief Irks Investors By Still Avoiding Shareholder Disputes Bloomberg Law17:52 10-Jul-26

White House Accuses Dems of Sitting On SEC, CFTC Noms Law36016:43 10-Jul-26

Smith Micro Files Registration Statements Relating to Previously Issued Securities and Equity… Business Wire (Press Release)16:15 10-Jul-26

From Rigid Routing to Best Execution: SEC Proposal Could Reshape Listed Equities and On-Chain Markets Jones Day15:55 10-Jul-26

The SEC's Disgorgement Power Stays Broad (for Now) JD Supra15:49 10-Jul-26

Exxon Supports SEC Proposal to End Mandatory Quarterly Reports Bloomberg Law15:09 10-Jul-26

Big Four Flag Gaps in SEC Plan to Drop Quarterly Report Mandate Bloomberg Law04:46 10-Jul-26

Coinbase CLO Paul Grewal Announces Exit as Molly Abraham Set to Succeed 36crypto04:24 10-Jul-26

StubHub's 'marketplace for fans' is run by a mass scalper, SEC filings reveal CBC.ca04:09 10-Jul-26

Coinbase CLO Paul Grewal Exits After 6-Year Run Marked by SEC Victory Law.com20:36 9-Jul-26

SEC's Atkins Says Proxy Season Disproved 'Dire Predictions' Law36020:10 9-Jul-26

Judge OKs $1.5M fine for Elon Musk stock trading despite ‘misgivings’ The Independent18:31 9-Jul-26

Asset Manager, Industry Group Press SEC to Keep Quarterly Reporting Chief Investment Officer17:08 9-Jul-26

Copper Property Ctl Pass Through Trust Releases Q1-2026 Penney Intermediate Holdings LLC… Business Wire (Press Release)16:16 9-Jul-26

White House says it received no Democratic nominees for SEC, CFTC vacancies Cointelegraph15:52 9-Jul-26

Relationship Advice? Hide Your Confidential Information to Prevent Insider Trading. JD Supra15:39 9-Jul-26

Despite SEC's Proposal to Ease Disclosure Rules, Shareholders May Demand More Law.com15:20 9-Jul-26

Judge doesn’t like Elon Musk settlement with SEC, but says court can’t block it Ars Technica15:16 9-Jul-26

SEC Establishes Retail Fraud Working Group to Combat Fraud Targeting Everyday Investors JD Supra14:59 9-Jul-26

Judge OKs Musk's $1.5 million settlement with SEC with 'red flags' UPI13:39 9-Jul-26

SEC Forms New Retail Fraud Working Group to Target Investor Fraud JD Supra13:37 9-Jul-26

Cryptohack Roundup: US SEC Eyes July Crypto Rule Proposal InfoRiskToday13:14 9-Jul-26

Ceres Comment Letter Urges SEC to Reject Semiannual Reporting Rule That Would… WebWire13:07 9-Jul-26

White House Denies Blocking Democratic SEC and CFTC Commissioner Picks Coinpaper12:37 9-Jul-26

Copper Property Ctl Pass Through Trust Termination Date Extended Business Wire (Press Release)11:23 9-Jul-26

duPont registry Group Announces Confidential Filing of Draft Registration Statement for… Business Wire (Press Release)08:31 9-Jul-26

SEC alleges Triterras founder knowingly misled investors before US$60mn payout Global Trade Review06:20 9-Jul-26

Elon Musk to pay SEC $1.5 million settlement, judge signs off despite 'serious misgivings' Mashable05:53 9-Jul-26

Judge approves Musk’s $1.5m SEC Twitter settlement despite ‘red flags’ The Next Web03:58 9-Jul-26

US Stock Market: SEC clears path for UBS crisis resolution plan with key bail-in guidance The Economic Times02:48 9-Jul-26

Elon Musk’s judge has ‘significant misgivings’ about $1.5 million Twitter settlement—but… Fortune02:00 9-Jul-26

Sullivan & Cromwell Discusses Parallel DOJ and SEC Spoofing Actions Against Fund Founder and Investment Manager CLS Blue Sky01:12 9-Jul-26

'Red flags' remain: US judge approves SEC settlement with Elon Musk, questions regulator's handling of case Firstpost23:15 8-Jul-26

Northern Arizona Investment Adviser’s License Revoked for Undisclosed Investments Arizona Daily Independent23:13 8-Jul-26

US judge approves Elon Musk settlement with SEC despite misgivings, 'red flags' The Economic Times23:07 8-Jul-26

SEC's $1.5M Musk Deal OK'd Despite Court's 'Misgivings' Law36021:48 8-Jul-26

What’s New on the SEC Reg Flex Agenda? JD Supra21:37 8-Jul-26

AstraZeneca Employee Traded On Icosavax Deal, SEC Says Law36021:27 8-Jul-26

DC Court Accepts SEC's Deal With Elon Musk, Despite ‘Significant Misgivings' Law.com19:39 8-Jul-26

States Warn SEC Of Semiannual Reporting Fraud Concerns Law36018:44 8-Jul-26

SEC’s 2026 Agenda Has 38 Items, But Crypto and IPOs Are the Headliners CryptoPotato.com18:08 8-Jul-26

SEC Clears Path for UBS Crisis Resolution Plans PYMNTS.com18:02 8-Jul-26

GoPro Announces Financing from Founder and CEO Nicholas Woodman PR Newswire (Press Release)17:11 8-Jul-26

American CryptoFed Pushes SEC to Clear Locke Token Before August Deadline CoinEdition16:52 8-Jul-26

Kbra Assigns Senior Unsecured Debt Rating to Ripple Prime Civ US BD HoldCo LLC Business Wire (Press Release)16:52 8-Jul-26

The SEC's New Rulemaking Agenda: A Deregulatory Road Map for Advisers and Funds National Law Review16:11 8-Jul-26

US SEC removes legal obstacle to UBS' crisis-resolution plan The Economic Times16:07 8-Jul-26

SEC’s Semiannual Reporting Plan Prompts Accounting Board Review Bloomberg Law15:26 8-Jul-26

The 2026 Shareholder Proposal Exclusion Experience and Takeaways for the 2027 Season JD Supra14:49 8-Jul-26

SEC Seeks Ways for More Companies to Go Public PYMNTS.com13:46 8-Jul-26

Troutman Pepper Locke Weekly Consumer Financial Services Newsletter – July 2026 JD Supra13:38 8-Jul-26

SEC Issues Exemptive Order Expanding Five-Business-Day Relief for Tender and Exchange Offers for Non-Convertible Debt… JD Supra13:28 8-Jul-26

New SEC Exemptive Order expands availability of five business day debt tender offers JD Supra12:17 8-Jul-26

Amidst the Disc-Drive Controversy... Sony Group CEO Sells 56.5% of His Shares Inven Global12:07 8-Jul-26

SEC Small Business Advisory Committee to Explore Modernizing Market Access US Exchange Commission10:41 8-Jul-26

American Supply Chain Firm Integrates Public and Private XRPL as Blockchain Infra The Crypto Basic10:05 8-Jul-26

The SEC Is Rolling Back Disclosure. Here’s What Companies And Investors Need To Know Forbes09:45 8-Jul-26

Thousands wrote to the SEC about quarterly reporting. A detailed letter came from Exxon’s CFO Fortune09:43 8-Jul-26

Comment Letter on the SEC’s Proposal to Replace Quarterly Reporting with Semiannual Reporting The Harvard Law School Forum on Corporate Governance07:36 8-Jul-26

Scope 3 on Trial: What it Means For Corporate Climate Accountability Union of Concerned Scientists07:05 8-Jul-26

SEC Targets Crypto Rules for Exchanges and Broker-Dealers in 2026 Agenda CoinEdition06:58 8-Jul-26

Hiltzik: Trump wants to let companies make fewer disclosures, thus keeping investors in the dark Los Angeles Times06:13 8-Jul-26

SEC targets July for first formal crypto rule under Atkins Cryptopolitan01:14 8-Jul-26

SEC's 2026 Agenda Eyes Exec Comp, Recordkeeping Reforms Law36022:21 7-Jul-26

Ex-SEC Filing Co. Staffer Gets 2 Years For Insider Trading Law36021:51 7-Jul-26

SEC Names Agency Vets To Lead New Retail Fraud Group Law36021:41 7-Jul-26

SEC Plans Crypto Rules to Lure Markets Onshore PYMNTS.com19:27 7-Jul-26

Organisations to amend legal framework for bonds Bangkok Post18:56 7-Jul-26

SEC crypto rule changes are high on its 2026 agenda Cointelegraph17:45 7-Jul-26

SIPs Receive SEC Approval for Extended Trading Hours Initiative PR Newswire (Press Release)17:33 7-Jul-26

Employee of Securities Filing Agent Sentenced to 27 Months in Prison for Insider Trading FBI (Press Release)16:36 7-Jul-26

Copper Property Ctl Pass Through Trust Issues Monthly Reporting Package for June 2026 Business Wire (Press Release)16:16 7-Jul-26

GameStop Stockholders Approve Proposals at 2026 Annual Meeting, Including Increased Share… Business Wire (Press Release)16:06 7-Jul-26

SEC Issues Exemptive Order Expanding the Framework for Abbreviated Tender and Exchange Offers for Non-Convertible Debt… JD Supra16:00 7-Jul-26

Mercury General Corporation To Report Second Quarter Results On August 4, 2026 PR Newswire (Press Release)14:14 7-Jul-26

Updated SEC Rulemaking Agenda Published JD Supra08:19 7-Jul-26

Syntiant files for a US IPO, betting public markets want edge AI too The Next Web08:10 7-Jul-26

Investors Want Quarterly Earnings to Stay as SEC Weighs Reporting Shake-Up: Report Benzinga08:10 7-Jul-26

V. Michael Arias Qualifies For FL-27 Ballot, Vows To Put "People & Principles Before Politics" PR Newswire (Press Release)07:12 7-Jul-26

Crypto exchange Kraken says its auditor quit after the SEC sued. Now it's suing the auditor. Business Insider06:12 7-Jul-26

Tokenized deposits may be coming, but it's not a slam-dunk American Banker06:08 7-Jul-26

In the last month

Mitsubishi UFJ Financial Group, Inc. Announces Filing of Annual Report on Form 20-F for the… Business Wire (Press Release)22:04 6-Jul-26

SEC Provides a Path for Private Funds to Access Treasury Clearing JD Supra20:24 6-Jul-26

Gibson Dunn Atty Rejoins SEC As Deputy Enforcement Chief Law36020:02 6-Jul-26

SEC Names JPMorgan Veteran Paul Knight as COO PYMNTS.com19:20 6-Jul-26

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14 Jul 04:32

Securities and Exchange Commission News

Latest news on the SEC, or the Securities and Exchange Commission, an independent federal agency that regulates the securities markets and protects investors in the United States. It was created in 1934 as part of the New Deal program to prevent another market crash like the one that occurred in 1929. The SEC has five main functions: to enforce federal securities laws, to oversee the securities industry and its participants, to promote fair and efficient markets, to facilitate capital formation, and to protect the interests of investors.

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