Securities and Exchange Commission

Securities enforcement roundup – October 2025 JD Supra02:32
SEC guidance may fast-track Bitwise’s XRP ETF approval Coinotag14:13
XRP goes mainstream: First-ever US Spot XRP ETF approved—trading starts tomorrow BeInCrypto19:40
SEC atty broke shutdown protocol with subpoena, suit says Law36019:33
XRP ETF launch from Canary to trigger billions in demand as exchange supply stays thin CoinEdition11:53
XRP ETF approval: Three reasons why it could spark massive price growth Times Tabloid18:36
Canary Capital’s Spot XRP ETF clears hurdles, eyes Nasdaq launch this week Coinotag16:08

Latest News

Yesterday
SEC Chair Unveils Crypto Framework to Separate Securities From Collectibles CryptoPotato.com18:53 15-Nov-25
Troluce Capital Advisors Unloads Over One Million NuScale Power Shares The Motley Fool13:10 15-Nov-25
Bitcoin ETFs Face Outflows as SEC Considers Altcoin Approvals and Harvard Boosts Holdings Coinotag11:22 15-Nov-25
SEC Prioritizes Clearing Shutdown Backlog as Issuers Eye Faster ETF Approvals CoinEdition10:58 15-Nov-25
CFTC Set to Oversee Crypto: A Shift in Regulatory Power 36crypto09:45 15-Nov-25
XRP Unchained: Tokenization & ETFs Power a Utility Surge as SEC’s Atkins Signals Big Crypto… Coinpaper07:57 15-Nov-25
Bitcoin Maxi Sends the SEC an 8-Point Letter to Stop XRP ETFs Times Tabloid07:15 15-Nov-25
ProCap BTC executive backs CFTC approach to crypto regulation Cryptopolitan05:45 15-Nov-25
Hong Kong Businessman Indicted for Allegedly Filing False SEC Forms in Investor Scam Coinotag04:45 15-Nov-25
Hong Kong businessman indicted for filing false SEC investment adviser forms for shell companies Cryptopolitan04:16 15-Nov-25
Securities Enforcement Roundup – October 2025 JD Supra02:32 15-Nov-25
ETF Share Class Toolkit: Preparing for Changes to the Registered Fund Marketplace JD Supra02:22 15-Nov-25
Canary Capital to Pause on New ETFs Following XRP ETF Launch. Here’s why Times Tabloid01:19 15-Nov-25
In the last 7 days
SEC, DOJ Work to 'Ramp Up' as Staff Return After Record Shutdown Law.com23:45 14-Nov-25
Analyst Suggests CFTC May Gain Broader Crypto Oversight Than SEC Coinotag21:13 14-Nov-25
SEC Off-Channel Sweep Led To Recordkeeping Compliance Law36020:55 14-Nov-25
Securities on a Sliding Scale: Inside "Project Crypto's" New Approach to Digital Assets JD Supra19:54 14-Nov-25
SEC, DOJ Work to 'Ramp-Up' as Staff Return After Record Shutdown Law.com19:40 14-Nov-25
SEC to Propose Corporate Governance Rules to Stop ‘Weaponization of Shareholder Proposals’ PYMNTS.com15:37 14-Nov-25
SEC & Mandatory Arbitration: Policy Evolution and Supreme Court Precedent JD Supra15:19 14-Nov-25
SEC's Atkins Turns A Critical Lens On BlackRock, Vanguard Law36014:38 14-Nov-25
SEC Guidance May Fast-Track Bitwise’s XRP ETF Approval Coinotag14:13 14-Nov-25
VanEck Advances Spot Solana ETF Filing as Inflows Reach $370M Despite Market Dip Coinotag14:03 14-Nov-25
Staked SEI ETF Next? Canary Edges SEC Approval Via DTCC DailyCoin13:46 14-Nov-25
SEC Guidance Could Speed Up XRP ETF Filings After Shutdown Backlog Coinotag12:27 14-Nov-25
SEC Issues New Guidance That Could Speed Up Delayed Crypto ETF Approvals Coinpaper12:08 14-Nov-25
What Public Companies Should Know as SEC Accounting and Auditing Enforcement Actions Witness Significant Drop JD Supra12:04 14-Nov-25
Bitcoin ETFs Record Major Outflows Amid SEC Backlog Clearance for Altcoin Filings Coinotag11:12 14-Nov-25
Crypto Brief - Lowenstein Crypto Newsletter - November 13, 2025 JD Supra10:53 14-Nov-25
Beyond the Shortcut: How to Make Reverse Mergers Work Under Nasdaq’s Modern Rules JD Supra10:53 14-Nov-25
Hong Kong Businessman Indicted for Role in Filing False SEC Investment Adviser Forms on behalf of Sham Entities Used in … U.S. Department of Justice (Press Release)10:45 14-Nov-25
SEC to Examine Proxy Advisory Process, Chair Atkins Says Bloomberg Law10:43 14-Nov-25
Union Pacific Shareholders Approve Norfolk Southern Merger Business Wire (Press Release)09:26 14-Nov-25
Oaktree’s New $115 Million Core Scientific Bet Tested as Stock Plunges Amid Merger Turmoil The Motley Fool09:11 14-Nov-25
Flowers Foods Declares Quarterly Dividend PR Newswire (Press Release)09:01 14-Nov-25
Grayscale’s Bitcoin ETF Manager Advances NYSE IPO Filing Amid Crypto Market Volatility Coinotag08:53 14-Nov-25
Kraken Stays Patient on IPO Plans Even as Crypto Listings Surge Coinpaper08:03 14-Nov-25
What to Know About Oaktree's New $240 Million Viper Energy Stake Following Sitio Merger The Motley Fool07:40 14-Nov-25
VanEck’s Solana ETF Edges Closer to Launch After Key SEC Filing, Amid $370M Inflows Coinotag07:06 14-Nov-25
Grayscale Files for Bitcoin ETF IPO on NYSE Amid Regulatory Hurdles Coinotag04:59 14-Nov-25
Grayscale Files for Potential Bitcoin Trust IPO on NYSE Amid Crypto Market Growth Coinotag04:49 14-Nov-25
VanEck’s Solana ETF May Launch Soon After SEC Filing as SOL Dips 10% Coinotag04:17 14-Nov-25
VanEck’s Solana ETF nears launch after SEC 8-A filing – Details AMBCrypto04:04 14-Nov-25
DTCC Lists Canary’s Staked SEI ETF as Market Eyes SEC Decision BeInCrypto02:11 14-Nov-25
As Backlogged SEC Reopens, Attys Jostle To 'Get In Line' Law36021:49 13-Nov-25
SEC's Northeast Deputy Enforcement Head To Depart Agency Law36019:37 13-Nov-25
Whale Watching: Hedge Fund Heavyweight Appaloosa Backs Up the Truck for Beaten-Down Consumer Stock The Motley Fool17:57 13-Nov-25
A Closer Look at Ballast’s Move on a Company Powering the Oilfield’s Last Mile The Motley Fool17:26 13-Nov-25
SEC, CFTC Staff Return After Shutdown, Potentially Easing Crypto ETF Review Backlog Coinotag16:13 13-Nov-25
VanEck’s 8-A Filing Hints at Imminent Solana Spot ETF Launch Amid Steady Inflows Coinotag16:13 13-Nov-25
Grayscale Files To Go Public On The Nasdaq As Crypto Enters Wall Street Limelight ZyCrypto16:08 13-Nov-25
US SEC, CFTC operations set to resume after 43-day government shutdown Cointelegraph16:01 13-Nov-25
Deputy Director of Enforcement Antonia M. Apps to Conclude Her Tenure at the SEC US Exchange Commission15:08 13-Nov-25
The new AI warnings popping up in SEC filings Business Insider14:46 13-Nov-25
SEC Chair Paul Atkins Proposes Token Taxonomy for Classifying Crypto Assets Coinotag13:55 13-Nov-25
21Shares launches crypto index ETFs under SEC’s Act 40 Cointelegraph13:49 13-Nov-25
Grayscale Files for NYSE IPO Listing Tied to Bitcoin Trust ETF Coinotag13:24 13-Nov-25
‘The Big Short’ investor Michael Burry gives up SEC registration for Scion fund The Irish Independent13:03 13-Nov-25
Asset manager Grayscale files for US IPO Cointelegraph12:07 13-Nov-25
Big Short’ Investor Michael Burry Deregisters Scion Fund, SEC Filing Reveals Wall Street Pit11:38 13-Nov-25
Grayscale Investments Files for Proposed NYSE IPO as Bitcoin ETF Operator Coinotag11:16 13-Nov-25
Advisory Firm Takes Profits, Sells Industrial Stock, According to Recent Filing The Motley Fool10:49 13-Nov-25
Nasdaq certifies XRP ETF as Canary Capital prepares to enter crypto fund arena CoinJournal.net09:33 13-Nov-25
Michael Burry’s Scion Fund Is Deregistered, SEC Filing Shows Yahoo! UK & Ireland09:10 13-Nov-25
Canary Capital Files for First-Ever Mog Coin ETF, Sending Memecoin’s Price Soaring DeFi Planet09:09 13-Nov-25
Senate Agriculture Committee Releases Bipartisan Crypto Market Structure Discussion Draft JD Supra08:52 13-Nov-25
Michael Burry's Scion hedge fund deregistered, SEC filing shows Yahoo! US08:18 13-Nov-25
Evernorth Announces Confidential Submission of a Draft Registration Statement on Form S-4 to… PR Newswire (Press Release)08:10 13-Nov-25
Securitize and Cantor Equity Partners II Announce Confidential Submission of Draft Registration … PR Newswire (Press Release)08:04 13-Nov-25
Hadron Energy and GigCapital7 Announce Filing of Registration Statement on Form S-4 in… Business Wire (Press Release)08:02 13-Nov-25
SEC Goes Back to the Wells Process JD Supra07:09 13-Nov-25
Michael Burry terminates hedge fund Scion's registration status — Here's what SEC filings show Mint07:09 13-Nov-25
Paysafe Reports Third Quarter 2025 Results Business Wire (Press Release)06:58 13-Nov-25
Investor Michael Burry of ‘Big Short’ fame deregisters Scion Asset Management BNN Bloomberg06:37 13-Nov-25
Mogu Announces Change of Auditor Business Wire (Press Release)06:03 13-Nov-25
SEC weighs changes to central clearing rule HedgeWeek06:00 13-Nov-25
SEC Considers Token Taxonomy Framework to Clarify Crypto Asset Securities Status Coinotag05:30 13-Nov-25
Canary Capital’s Spot XRP ETF Could Launch Thursday Amid Pending SEC Approval Coinotag04:48 13-Nov-25
Community expects the first US spot XRP ETF to launch on Thursday Cointelegraph04:29 13-Nov-25
Canary Capital Proposes First MOG Memecoin Spot ETF with SEC Coinotag04:06 13-Nov-25
US Shutdown Ends: XRP, Chainlink ETFs Back on Track as Crypto Regulation Resumes CoinEdition04:02 13-Nov-25
Raghuram Rajan: The SEC must not dilute corporate sustainability disclosures—they matter to… Mint03:34 13-Nov-25
Canary Capital Files for Mog Coin ETF as SEC Eases Crypto Product Barriers Coinotag03:04 13-Nov-25
SEC Prepares Flexible Token Framework via Project Crypto Initiative Coinotag02:13 13-Nov-25
Website for the first 1933 Act spot XRP ETF is live Cryptopolitan01:24 13-Nov-25
Canary Capital Files for Mog Coin ETF, Prompting Modest Price Uptick Coinotag01:21 13-Nov-25
SEC Chair Proposes Taxonomy: Most Crypto Tokens May Not Qualify as Securities Coinotag00:50 13-Nov-25
Trump Signs Bill to End Record 43-Day US Shutdown, Eyes Healthcare Collaboration Coinotag23:59 12-Nov-25
Biotech Co., Founders Can't Duck $14.3M SEC Payment Law36021:04 12-Nov-25
XRP Goes Mainstream: First-Ever US Spot XRP ETF Approved—Trading Starts Tomorrow BeInCrypto19:40 12-Nov-25
Canary Capital’s SEC Filing Suggests Possible XRP Spot ETF Debut Thursday Coinotag19:35 12-Nov-25
SEC Atty Broke Shutdown Protocol With Subpoena, Suit Says Law36019:33 12-Nov-25
Key Principles in Securities Law Compliance National Law Review19:27 12-Nov-25
SEC's Atkins Previews Crypto 'Taxonomy' Plans, Exemptions Law36019:22 12-Nov-25
SEC Chair Proposes Four-Tier Token Taxonomy for Crypto Oversight PYMNTS.com17:27 12-Nov-25
WaterBridge Infrastructure LLC Announces Third Quarter 2025 Results Business Wire (Press Release)16:52 12-Nov-25
SEC Shutdown Update: What to Expect Once Operations Resume National Law Review16:44 12-Nov-25
XRP ETF Launch Possible This Week Amid Shiba Inu Utility Push and CZ AI Scam Warning Coinotag16:29 12-Nov-25
SEC Weighs Next Steps on US Treasuries Central Clearing Rule Bloomberg Law15:48 12-Nov-25
SEC Chair Paul Atkins Eyes Token Taxonomy for Digital Assets in Evolving Crypto Regulation Coinotag13:20 12-Nov-25
SEC chair pledges no ‘lax enforcement’ on crypto under market structure Cointelegraph13:12 12-Nov-25
SEC Chair Paul Atkins unveils crypto tokens he thinks are securities Cryptopolitan12:40 12-Nov-25
AI Defense Stock VisionWave Holdings (Nasdaq: VWAV) Reports Filing of Schedule 13G by Goldman… Investorideas.com12:10 12-Nov-25
What's Behind This China-Focused Fund's $421 Million Bet on Tencent Music Entertainment? The Motley Fool11:56 12-Nov-25
XRP ETF Launch From Canary to Trigger Billions In Demand As Exchange Supply Stays Thin CoinEdition11:53 12-Nov-25
Wall St regulator to consider crypto token classification, chair says Yahoo! US11:44 12-Nov-25
Wall St regulator to consider crypto 'token taxonomy,' chair says The Economic Times11:36 12-Nov-25
SEC Chief Eyes New Token Taxonomy for Crypto Industry Bloomberg Law11:03 12-Nov-25
Whale Moves 90 Million XRP Ahead of ETF Launch – Here’s Why It Matters Wall Street Pit10:33 12-Nov-25
BOSUN Sells All 70K GeneDx Holdings Corp. Shares—Should Investors Follow Suit? The Motley Fool10:24 12-Nov-25
Investment Manager Buys $88 Million of Chinese Stock. What's Behind This Big Move? The Motley Fool08:53 12-Nov-25
Bitcoin ETFs See $524M Inflows as Market Confidence Returns Coinpaper08:33 12-Nov-25
Atlas Critical Minerals Confirms Nuclear-Grade Quality at Its Graphite Project MediaOutReach (Press Release)07:53 12-Nov-25
First U.S. Spot XRP ETF Could Launch Thursday as Canary Capital Files Final Paperwork DeFi Planet07:42 12-Nov-25
Chainlink ETF Appears on DTCC Ahead of Launch CoinMarketCap Alexandria07:14 12-Nov-25

      
            
      
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Securities and Exchange Commission News

Latest news on the SEC, or the Securities and Exchange Commission, an independent federal agency that regulates the securities markets and protects investors in the United States. It was created in 1934 as part of the New Deal program to prevent another market crash like the one that occurred in 1929. The SEC has five main functions: to enforce federal securities laws, to oversee the securities industry and its participants, to promote fair and efficient markets, to facilitate capital formation, and to protect the interests of investors.

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