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Securities and Exchange Commission

  1. US
  2. SEC
Coinbase talks compliance, prepares to pitch a regulatory framework to the officials Bitcoin Exchange Guide09:51Coinbase Crypto Business (US)
Coinbase quietly scraps 'Lend' product after SEC dustup Washington Examiner16:14Coinbase Crypto Business (US)
Activision Blizzard confirms SEC probe into discrimination allegation Orange County Register12:06Activision Blizzard Gaming
Activision Blizzard confirms SEC investigation, loses chief legal officer TechCrunch16:13Activision Blizzard Gaming
Ripple dealt with new blow as judge denies access to SEC staff trading records CoinGeek01:27Ripple XRP Crypto
Federal judge denies Ripple’s motion to access the trading history of the SEC’s employees CryptoPotato.com21:30Ripple XRP Crypto
SEC’s Gensler doesn’t believe cryptocurrencies are viable long-term WebProNews14:00Business (US) Crypto Internet
Crypto ‘Wild West’ will be tamed, SEC’s Gary Gensler tells US Senate CoinGeek05:07Business (US) Crypto Internet
US SEC prods companies to comply with decade-old climate disclosure guidance IHS Markit19:01Business (US) Climate Crisis Climate Change (US)
SEC publishes sample Climate Change comment letter JD Supra17:47Business (US) Climate Crisis Climate Change (US)
SEC Chairman Gary Gensler speaks on digital currency CoinGeek10:39Blockchain Business (US) Crypto
SEC Chair Gary Gensler literally says nothing new but here’s the highlights Bitcoin Exchange Guide09:10Blockchain Business (US) Crypto
Activision Blizzard cooperating with SEC investigation into workplace complaints MarketWatch07:05Activision Blizzard Gaming
Activision boss Bobby Kotick subpoenaed as multiple agencies seek truth on harassment allegations Eurogamer06:18Activision Blizzard Gaming
Regulation in the crypto industry is indispensable: SEC Chair Gensler Crypto News Flash09:50Crypto Business (US)
SEC Chair Gary Gensler reveals plans to clean up crypto space – Stablecoins at grave risk? ZyCrypto16:46Crypto Business (US)
SEC approves new Nasdaq rules aimed at advancing Board diversity Lex Blog (Weblog)11:32Nasdaq Stock Markets Markets
Coinbase abandons plan to launch Lend program after SEC threatens lawsuit Bitcoin.com11:08Nasdaq Stock Markets Markets
Invesco partners with Galaxy Digital on crypto ETFs BeInCrypto10:11Crypto Bitcoin Business (US)
Invesco teams up in push to create crypto ETFs Livemint.com10:24Crypto Bitcoin Business (US)

Latest News

In the last 5 minutes
SEC Brings First Disclosure Rule Action Against Muni Adviser Law36020:09
In the last 2 hours
US SEC prods companies to comply with decade-old climate disclosure guidance IHS Markit19:01
FWD Group Holdings Ltd. Files for IPO With US SEC MarketWatch18:41
Subprime auto lender Honor Finance set up ‘house of cards’ debt deal that was ‘doomed to fail,’ SEC claims MarketWatch18:30
In the last 4 hours
FWD Group Holdings Limited announces filing of registration statement for proposed initial… PR Newswire (Press Release)17:53
SEC Publishes Sample Climate Change Comment Letter JD Supra17:47
Subprime Lender Accused by SEC of Fraud on $100 Million Deal BNN Bloomberg17:35
Commissioner Gary Gensler Has His Eyes Set on Rule 10b5-1 Plans JD Supra17:16
Bhutan’s Central Bank Adopts Ripple’s XRP Ledger To Launch A Digital Version Of Its National… ZyCrypto17:06
SEC Chair Gary Gensler Reveals Plans To Clean Up Crypto Space – Stablecoins At Grave Risk? ZyCrypto16:46
Will ESG Disclosures be Mandated by Law? A Legislative Analysis. JD Supra16:45
Regulators Threaten Coinbase and Cryptocurrency Innovation Reason16:14
In the last 6 hours
Blue Whale Acquisition Corp I Announces the Separate Trading of its Class A Common Stock and… PR Newswire (Press Release)16:11
DOJ to investigate Eargo's insurance reimbursement claims MobiHealthNews16:05
Fiduciary advocates call on SEC to fix Form CRS InvestmentNews.com15:44
SEC Charges Muni-Bond Advisers for Fee-Splitting Deal With Bank BNN Bloomberg15:43
SEC Issues Agenda for Sept. 27 Meeting of the Asset Management Advisory Committee US Exchange Commission15:17
New US rule expected to push more Chinese firms to delist, return to domestic bourses Global Times15:13
Berthel Fisher latest to face penalty over fund charges InvestmentNews.com14:12
In the last 8 hours
SEC Charges Principals of Subprime Automobile Finance Company with Fraud US Exchange Commission14:06
US SEC Charges Former Quant Analyst for a Millionaire Front-Running Scheme Finance Magnates13:33
SEC Charges Firm and Two Principals in First-Ever Actions Enforcing Rule on Duties of Municipal Advisors US Exchange Commission13:25
Vedanta to delist American depositary shares The Economic Times12:46
SEC Charges U.K.-Based Father and Son, and Two Others in Transatlantic Microcap Fraud Scheme US Exchange Commission12:45
Earlier today
In Echo of Expert Network Cases, SEC Reaches Securities Fraud Settlement with Alternative Data Provider Lexology11:24
Former SEC Chair Jay Clayton Says Crypto Is Here to Stay U.Today10:58
SEC Charges Quant Analyst in Multimillion Dollar Front-Running Scheme US Exchange Commission09:52
PAVmed Subsidiary, Lucid Diagnostics, Files Registration Statement for Proposed Initial Public… Business Wire (Press Release)09:39
SEC targets conservative investors just as IRS targeted Tea Party orgs, shareholder group claims Fox News08:28
Northrop Grumman Announces Webcast, Conference Call of Third Quarter 2021 Financial Results Northrop Grumman08:08
B. Riley Commences Tender Offer for up to 2,000,000 ADS of DoubleDown Interactive PR Newswire (Press Release)07:41
Investors await SEC Chair Gensler’s report on GameStop and how brokerages get paid CNBC07:24
U.S. 'pink sheets' in shakeup as securities regulator looks to stamp out fraud Reuters07:05
What does the latest SEC news mean for Coinbase shares? Motley Fool (UK)06:58
CAIT Asks SEC to Takeover Amazon Bribery Case; Calls for Fair Investigation News18.com06:34
Union Acquisition Corp. II Announces Shareholder Approval of Business Combination With Procaps… Business Wire (Press Release)06:04
Denied: Ripple’s Request for SEC’s Trading Policy Documents Coin Quora04:52
Ripple dealt with new blow as judge denies access to SEC staff trading records CoinGeek01:27
Yesterday
SEC Chairman Doesn’t See Long Term Viability for Cryptocurrencies BeInCrypto22:45 22-Sep-21
Bragar Eagel & Squire, P.C. Reminds Investors That Class Action Lawsuits Have Been Filed Against AdaptHealth,… GlobeNewswire (Press Release)21:40 22-Sep-21
Why the cryptocurrency industry just needs 'right type of regulations' AMBCrypto21:35 22-Sep-21
Mike Novogratz: Gary Gensler 'Wants to Be the Sheriff of Cryptoville' Decrypt18:37 22-Sep-21
SEC may approve Bitcoin ETF by October, opening up 'window for massive inflow' AMBCrypto18:32 22-Sep-21
SEC, Finra officials: Don’t just go through motions on Reg BI compliance InvestmentNews.com17:51 22-Sep-21
SEC Chairman Gensler suggests college students start saving early and ‘earn maybe 8%’; the crypto community was irked MarketWatch17:36 22-Sep-21
SEC Asks Dozens of Companies for More Climate Disclosures The Wall Street Journal17:29 22-Sep-21
Wall Street Pay Clawbacks to Get Fresh SEC Review, Gensler Says BNN Bloomberg16:59 22-Sep-21
Marquee Raine Acquisition Corp. and Enjoy Technology Announce Effectiveness of Registration… PR Newswire (Press Release)16:56 22-Sep-21
Intriguing FINRA Enforcement Action In the Bond Market: More to Come? JD Supra16:06 22-Sep-21
SEC Finds Gaps in Climate Change Disclosures in Annual Reports BNN Bloomberg14:57 22-Sep-21
SEC Brings First Ever Securities Fraud Charges Against Alternative Data Provider JD Supra14:14 22-Sep-21
Why Bitcoin And Crypto Will Prevail Over The SEC, Ex-Goldman Sachs Breaks It Down Bitcoinist.com14:07 22-Sep-21
SEC’s Gensler Doesn’t Believe Cryptocurrencies Are Viable Long-Term WebProNews14:00 22-Sep-21
SEC Chair Gensler Signals Greater Regulation of Cryptocurrency Under Existing Authorities JD Supra13:13 22-Sep-21
Does Full Disclosure Require Self Accusation? JD Supra13:13 22-Sep-21
AMLA 2020 Series Part 2: New Bank Secrecy Act Whistleblower Provisions JD Supra13:03 22-Sep-21
Activision Blizzard confirms SEC probe into discrimination allegation Orange County Register12:06 22-Sep-21
Video: Vaccine Mandate Requirement, First COVID-19 Remote Work Suit, Whistleblower Awards Top $1 Billion – Employment… Lex Blog (Weblog)12:06 22-Sep-21
SEC chief Gensler now eyeing crypto staking and 'poker chip' stablecoins AMBCrypto12:05 22-Sep-21
SEC Scores Minor Victory Against Ripple As Court Rejects Employee Trading History Motion Bitcoin Exchange Guide12:04 22-Sep-21
Vaccine Mandate Requirement, First COVID-19 Remote Work Suit, Whistleblower Awards Top $1 Billion - Employment Law This … JD Supra12:00 22-Sep-21
XRP Unfazed by New Turn in SEC vs. Ripple Case Crypto Briefing11:23 22-Sep-21
Denied: Ripple's request for documents on SEC's 'trading policies governing digital assets' AMBCrypto11:03 22-Sep-21
Upcoming Meeting of SEC’s Small Business Capital Formation Advisory Committee on Changing Dynamics Pre-IPO and Going… Lex Blog (Weblog)10:43 22-Sep-21
Press Release: AT&T CEO John Stankey Updates -2- ShareCast10:40 22-Sep-21
SEC Chairman Gary Gensler speaks on digital currency CoinGeek10:39 22-Sep-21
SEC Chairman Insists on Cryptocurrency Regulation Investing.com10:38 22-Sep-21
Invesco teams up in push to create crypto ETFs Livemint.com10:24 22-Sep-21
Invesco Partners With Galaxy Digital on Crypto ETFs BeInCrypto10:11 22-Sep-21
Is Blizzard Going To Survive All This? Forbes10:07 22-Sep-21
Coinbase Talks Compliance, Prepares to Pitch a Regulatory Framework to the Officials Bitcoin Exchange Guide09:51 22-Sep-21
Regulation in the crypto industry is indispensable: SEC Chair Gensler Crypto News Flash09:50 22-Sep-21
Robinhood Is Pushing Further Into Crypto Business. How Will This Impact Its Stock? Forbes09:39 22-Sep-21
Press Release: Amarin Outlines New Go-to-Market -2- ShareCast09:23 22-Sep-21
SEC Chair Gary Gensler Literally Says Nothing New But Here’s the Highlights Bitcoin Exchange Guide09:10 22-Sep-21
Press Release: Molecular Data Inc. Closes $15 Million Registered Direct Offering ShareCast08:42 22-Sep-21
The Path Forward Series: Gary Gensler Talks About Regulating Cryptos Coin Quora08:28 22-Sep-21
SEC registrants seek DeFi and physically backed Bitcoin ETF approval Investing.com08:05 22-Sep-21
American Investors Are At Risk If Congress Continues To Give Fraudulent Chinese Companies A Pass The Federalist08:00 22-Sep-21
US Securities and Exchange Commission might approve a Bitcoin ETF by early November Cryptopolitan07:16 22-Sep-21
SEC brings landmark crowdfunding charges against two $2M projects CoinGeek07:04 22-Sep-21
First Watch Restaurant Group, Inc. Announces Launch of Initial Public Offering Business Wire (Press Release)06:46 22-Sep-21
SEC registrants seek DeFi and physically-backed Bitcoin ETF approval Cointelegraph06:31 22-Sep-21
Press Release: Pfizer and BioNTech Expand -3- ShareCast06:09 22-Sep-21
DJ Invesco Teams Up in Push to Create Crypto ETFs ShareCast06:09 22-Sep-21
Roadmap to Cert: Ninth Circuit Splits from Other Circuits, Itself, and History on Strict Liability for Direct Listings Lexology05:10 22-Sep-21
US first legally recognized DAO goes legal route to release utility tokens CoinGeek05:03 22-Sep-21
New CySEC Chairman to Open iFX EXPO International 2021 FX Empire04:19 22-Sep-21
Court Denies Ripple’s Request for SEC Staff’s Crypto Trading History Finance Magnates04:14 22-Sep-21
The Real Effects of Conflict Minerals Disclosures CLS Blue Sky00:19 22-Sep-21
Speaker endorses certificate on SEC Bill Sri Lanka Daily Mirror00:10 22-Sep-21
Ripple request for XRP trading history of SEC employees denied by federal judge FXstreet00:07 22-Sep-21
In the last 7 days
SEC Dumps FINRA Fine Against Brokerage In 'Rare' Rebuke Law36022:10 21-Sep-21
Federal Judge Denies Ripple’s Motion To Access The Trading History of the SEC’s Employees CryptoPotato.com21:30 21-Sep-21
Ripple Loses Bid For SEC Staff's Crypto Trading Records Law36021:19 21-Sep-21
SEC urges cautious approach to purchasing digital assets Bangkok Post19:49 21-Sep-21
Crypto is not a viable long-term form of private money and stablecoins are equivalent to poker… Business Insider Australia18:43 21-Sep-21
Yesway Announces Filing of Registration Statement for Proposed Initial Public Offering PR Newswire (Press Release)18:39 21-Sep-21
Financial Industry Regulators Continue Crack Down on Cybersecurity JD Supra18:26 21-Sep-21
Crypto Platforms To See More SEC Crackdowns, Gensler Says Law36018:16 21-Sep-21
Activision Blizzard CEO Bobby Kotick Says Company is Working with Investigations VGChartz gamrFeed18:13 21-Sep-21
Kensington Capital Acquisition Corp. II and Wallbox Announce September 30, 2021 Special Meeting … PR Newswire (Press Release)18:10 21-Sep-21
SEC Issues Cybersecurity Sanctions Against Eight Firms JD Supra18:06 21-Sep-21
Press Release: Kensington Capital Acquisition Corp. II and Wallbox Announce September 30, 2021 Special Meeting to… ShareCast18:05 21-Sep-21
Press Release: Valens to Present at the Evercore ISI Autotech & AI Forum ShareCast17:52 21-Sep-21
SEC Could Approve a Bitcoin Futures ETF by October, Says Bloomberg Strategist CryptoPotato.com17:48 21-Sep-21
Valens to Present at the Evercore ISI Autotech & AI Forum PR Newswire (Press Release)17:47 21-Sep-21
SEC’s Gensler calls for tougher cryptocurrency regulation The Spokesman-Review, Washington17:35 21-Sep-21
Speaker endorses certificate on SECSL Bill Lakehouse Daily News17:32 21-Sep-21
Activision Blizzard Faces SEC Probe Front Office Sports17:23 21-Sep-21
SEC, EEOC Investigating Activision Blizzard Over Sexual Harassment Allegations, CEO Subpoenaed DBLTAP17:01 21-Sep-21
As Evergrande lurches, regulatory chief says US markets strong Digital Journal17:00 21-Sep-21
Ticker: Home sales down for second straight month; Activision confirms SEC probe Boston Herald16:56 21-Sep-21
The U.S. Government Has Activision Blizzard In Its Crosshairs SVG16:48 21-Sep-21
Virtu Fires Opening Shot in SEC Tussle Over Trading Rules BNN Bloomberg16:47 21-Sep-21
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23 Sep 20:09

Securities and Exchange Commission News

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