Securities and Exchange Commission

LBRY CEO, Takes on SEC: says the SEC Is ‘Out to Damage Crypto’ Investing.com04:11
Episode 248 -- Deep Dive into the GOL FCPA Enforcement Action JD Supra11:15
Crypto exchange Kraken has no U.S. SEC registration plans, says incoming CEO Reuters06:17
Ripple: Good or bad news? Chamber of Digital Commerce to join lawsuit Crypto News Flash13:47
SEC to advisors: Heads up, Marketing Rule exams are coming Barron's Online15:41
Ethereum: US government to control every ETH transaction? Here’s what you need to know Crypto News Flash06:24
XRP braces for turbulence amid looming fed hike, ongoing Ripple-SEC court war News BTC04:03

Latest News

In the last hour

SEC Fines ESG Investment Firm Wave Equity Partners Over Fee Issues The Wall Street Journal18:03

LBRY’s Jeremy Kauffman Says The SEC Is Out To Damage The Crypto Industry ZyCrypto17:58

In the last 2 hours

Jushi Holdings Inc. Files June 30, 2022 Quarterly Reports GlobeNewswire (Press Release)17:14

Microcap Co. Exec Settles SEC Fraud Suit After Guilty Plea Law36017:13

DOJ, SEC charge three men with securities fraud for scheme involving New Jersey deli Fox News17:13

SEC Charges Three Men With Fraud Over $100 Million New Jersey Deli Forbes16:49

INVESTOR ALERT: Barclays PLC Investors with Substantial Losses Have Opportunity to Lead the… Business Wire (Press Release)16:49

New Jersey Deli Owners Accused of Inflating Shop's Value to $100M: SEC Newsweek16:43

SEC's Fraud Fight With Israeli Contractor Execs To Go To Jury Law36016:43

Grayscale’s GBTC Discount to NAV Breaks Records as Spread Widens by More Than 35% Bitcoin.com16:39

In the last 4 hours

SEC files fraud suit against three people connected to $100 million New Jersey deli InvestmentNews.com16:25

Homebuilder Must Pay SEC $1.5M To End Insider Trading Case Law36016:12

NYSE to Suspend Trading Immediately in Warrants of Crucible Acquisition Corporation (CRU WS)… Business Wire (Press Release)16:08

In the last 6 hours

SEC Sues Men Allegedly Behind $100 Million N.J. Deli MarketWatch14:33

SEC charges three in N.J. deli $100 million valuation scheme Reuters14:26

Infamous $100 Million New Jersey Deli Draws SEC Fraud Suit BNN Bloomberg14:20

SEC Charges Father-Son Duo and Associate in Market Manipulation Schemes Resulting in a New Jersey Deli with a $100… US Exchange Commission13:49

The SEC Adopts Pay-Versus-Performance Disclosure Requirements for Executive Compensation—Do They Relate to You? JD Supra13:43

SEC Adopts Disclosure Rules on Pay-Versus-Performance JD Supra13:33

Crypto Regulation: Who's On First? Nasdaq13:30

SEC rescinds 2020 amendments to rules governing proxy advisors JD Supra13:23

Friedman to pay $1.5M for missed red flags in 2 audits Compliance Week13:08

In the last 8 hours

SEC Targets SPAC Conflicts of Interest JD Supra11:11

Earlier today

SHAREHOLDER ACTION REMINDER: The Schall Law Firm Encourages Investors in Barclays PLC with… Business Wire (Press Release)09:42

Boeing to Pay $200 Million for Misleading Investors about 737 Max Crashes OCCRP06:19

Ripple CEO claims the SEC is a bully ‘trying to regulate through enforcement’ Finance in Bold06:13

Crypto Exchange Kraken Has ‘No Plans To Register’ With SEC Silicon UK05:25

Former U.S. Defense Lawyer Interprets SEC’s Recent Argument Against Ripple The Crypto Basic04:52

LBRY CEO, Takes on SEC: says the SEC Is ‘Out to Damage Crypto’ Investing.com04:11

Deaton Says Don’t Be Overconfident As Court May Not Completely Adopt Ripple Arguments Against SEC The Crypto Basic02:40

Kraken's incoming CEO: No plans to register with SEC Cointelegraph02:26

Morgan Stanley’s wealth management arm hit with $35m data protection fine FinTech Futures01:41

Latham & Watkins Discusses SEC’s Strategic Plan CLS Blue Sky01:27

Yesterday

Brokerages jump on report SEC stops short of banning PFOF deals Cyprus Mail23:00 25-Sep-22

Company Seeking Merger With Trump Firm May Lose Over $138 Million Worth Of Investments The Epoch Times19:40 25-Sep-22

Keeping the scammers at bay Bangkok Post18:50 25-Sep-22

Behind VMware's allegedly manipulated earnings over multiple years CRN Australia17:47 25-Sep-22

SEC ‘Out to Damage Or Destroy’ Crypto Industry: LBRY CEO Decrypt15:38 25-Sep-22

Episode 248 -- Deep Dive into the GOL FCPA Enforcement Action JD Supra11:15 25-Sep-22

This Week on Crypto Twitter: Outrage as SEC Claims All Ethereum Transactions Happen in USA Decrypt11:13 25-Sep-22

Is Robinhood Markets Stock a Buy Now? Nasdaq05:23 25-Sep-22

All the reasons why XRP's community is bullish now AMBCrypto03:32 25-Sep-22

In the last 7 days

SHAREHOLDER ACTION ALERT: The Schall Law Firm Encourages Investors in Barclays PLC with Losses… Business Wire (Press Release)17:00 24-Sep-22

Ripple Defendants File Motion to Block SEC From Delaying its Response to Amici Curiae Briefs ZyCrypto16:27 24-Sep-22

Optimism For Groundbreaking Ripple Win Against SEC Fuels XRP Price Surge As Whales Load Up… ZyCrypto16:06 24-Sep-22

Boeing to Pay SEC $200 Million Fine for Misleading Investors on 737 MAX Safety Inspections The Epoch Times13:32 24-Sep-22

What the SEC's 2019 statement has to do with Coinbase's $350 million lawsuit AMBCrypto05:32 24-Sep-22

Famous YouTuber Ben Armstrong (Bitboy) Says XRP Is Rallying As SEC Gave Up Its Quest to Prove XRP A Security The Crypto Basic01:58 24-Sep-22

Compass Minerals Will Pay $12M To Settle SEC Charges Law36023:05 23-Sep-22

SEC Fines Audit Firm Friedman For Missing Clients' Red Flags Law36019:52 23-Sep-22

Republicans Say CFPB, SEC Must Reckon With EPA Ruling Law36019:42 23-Sep-22

SEC Adopts New Rules on Executive Compensation JD Supra19:39 23-Sep-22

No Coverage For SEC Investigation Costs, Insurer Says Law36018:41 23-Sep-22

Cavco Industries Reports Acceptance of Settlement in SEC Action GlobeNewswire (Press Release)18:24 23-Sep-22

Kraken’s Defiant New CEO Won’t File With SEC Crypto Briefing17:25 23-Sep-22

SEC Charges Compass Minerals for Misleading Investors about Its Operations at World’s Largest Underground Salt Mine US Exchange Commission16:20 23-Sep-22

SEC Charges Company Executives with Insider Trading for Allegedly Setting Up 10b5-1 Trading Plan While in Possession of … Lex Blog (Weblog)16:11 23-Sep-22

ESG experts see shades of conflict minerals for SEC climate disclosure rule Compliance Week15:43 23-Sep-22

SEC advisory committee recommends revamp of FASB Accounting Today15:41 23-Sep-22

SEC’s Battle With Ripple Labs Nears Its End Following Parties Application For Summary Judgement ZyCrypto15:19 23-Sep-22

XRP Finally Breaks 527-Day Downtrend With A 53% Gain In 7 Days As Ripple Edges On Against SEC ZyCrypto15:09 23-Sep-22

XRP invalidates four-month long downtrend as SEC lawsuit nears “potential” end FXstreet15:04 23-Sep-22

SEC Proposes Rules to Improve Risk Management in Clearance and Settlement and to Facilitate Additional Central Clearing … JD Supra15:03 23-Sep-22

Boeing to pay $200 million to settle charges over 'misleading' crash statements Engadget14:39 23-Sep-22

GOP agenda includes pressuring SEC, advancing tax legislation InvestmentNews.com14:28 23-Sep-22

SEC charges former CNBC guest analyst with $3 million fraud InvestmentNews.com14:28 23-Sep-22

How boards can close the climate change gap Fortune14:11 23-Sep-22

Boeing Agrees to Pay $200m in Claims For Misleading Statements on 737 MAX Safety AviationSource13:58 23-Sep-22

Ontario Securities Commission launches inquiries at multiple audit firms The Globe and Mail13:39 23-Sep-22

Boeing to Pay US$200m for Misleading Investors Airways News13:06 23-Sep-22

SEC Ramps Up Scrutiny of Private Equity Firms’ Writedowns BNN Bloomberg13:00 23-Sep-22

Ripple Soars 50% on SEC Trial News While Crypto Markets Shed $40 Billion: This Week’s Recap CryptoPotato.com12:34 23-Sep-22

Boeing to pay SEC $200m to settle charges it misled investors over 737 MAX safety The Register12:29 23-Sep-22

Boeing to pay US$200m to settle 737 MAX charges Taipei Times12:08 23-Sep-22

Boeing Agrees to $200M Settlement for Misleading Statements on 737 MAX Flight Control System Aviation Today11:51 23-Sep-22

The SEC Wants You to Take Out the Trash – Securely JD Supra11:50 23-Sep-22

Epiphany Technology Acquisition Corp. Announces Appointment of Officers and Directors PR Newswire (Press Release)11:34 23-Sep-22

Cassava Sciences Shares Falter on Response to SEC Probe Report >SAVA MarketWatch11:25 23-Sep-22

Boeing to pay $200 million penalty for misleading investors Travel Weekly11:18 23-Sep-22

Former Advisor Facing Civil, Criminal Charges of Insider Trading Barron's Online11:07 23-Sep-22

By The Numbers: How Much Ripple Has Spend Fighting The SEC Bitcoinist.com10:58 23-Sep-22

Boeing shares dive on $200M fine to settle SEC 737 Max safety claims probe Proactive Investors (US)10:44 23-Sep-22

Ripple (XRP) Goes Wild After Garlinghouse Openly Mocks The SEC DailyCoin10:43 23-Sep-22

Boeing Max 737 fatal crashes: Company pays $200M to settle SEC charges USA Today10:28 23-Sep-22

US SEC charges Boeing, ex-CEO with misleading investors over the 737 MAX AeroTime Hub10:24 23-Sep-22

Morgan Stanley fined millions for selling off devices full of customer PII Naked Security10:11 23-Sep-22

Boeing Pays $200M to Settle SEC Charges Over 737 Max Manufacturing.net10:10 23-Sep-22

US Farmers Grab the Lobbying Pitchforks as Greens Sow Costly New Reporting Mandates The Epoch Times10:08 23-Sep-22

Litigation: SEC Charges Ex-Ernst & Young Employee With Insider Trading Insurance News Net10:00 23-Sep-22

XRP hits 13-month high versus Bitcoin with 35% daily surge — But is a correction inevitable? Cointelegraph09:38 23-Sep-22

Boeing set to pay two hundred million dollars penalty for 737 MAX «misleading statements» Aviacionline.com09:07 23-Sep-22

737 Max: Boeing to pay $200m over charges it misled investors Saudi Gazette08:45 23-Sep-22

King Dollar, U.K. Meltdown, Boeing Settles SEC Charges - What's Moving Markets Investing.com UK08:09 23-Sep-22

Whales Shuffle 185M Ripple (XRP), As Price Soar Over 50% in A Week The Crypto Basic07:58 23-Sep-22

Soligenix Announces Partial Adjournment of Annual Meeting and Information for Reconvened Annual Meeting BioSpace07:41 23-Sep-22

New CEO of Kraken says no plans to register with SEC CryptoDaily07:39 23-Sep-22

Crypto exchange Kraken has no U.S. SEC registration plans, says incoming CEO Reuters06:17 23-Sep-22

Boeing Stock Lower After Agreeing $200 Million SEC Fine Linked To 737 Max Disclosures TheStreet05:38 23-Sep-22

Boeing agrees $200m penalty for misleading investors Business Plus Online05:08 23-Sep-22

Morgan Stanley Fined $35m By SEC For Data Security Lapse Infosecurity magazine04:44 23-Sep-22

Boeing settles with SEC for misleading investors about MAX AirInsight04:19 23-Sep-22

XRP Whales Continue Accumulating as Sentiment Turns Positive BeInCrypto03:24 23-Sep-22

Boeing to pay $200m for misleading investors after 737 Max crashes Sky News03:16 23-Sep-22

Boeing Settles SEC Charges Related To 737 MAX Crashes TipRanks02:59 23-Sep-22

Boeing to pay $200m penalty over misleading investors about 737 Max The Irish Times02:47 23-Sep-22

Boeing to pay US regulator $200m to settle charges it misled investors about 737 Max The National02:39 23-Sep-22

Boeing to Pay $200M to Settle Charges it Misled Investors About 737 MAX Insurance Journal02:33 23-Sep-22

US charges Boeing to pay $200 million over misleading investors about 737 MAX crashes India Today02:26 23-Sep-22

Boeing reaches $200M settlement with federal regulators over 737 MAX crashes FOX13 Seattle01:59 23-Sep-22

Boeing settles SEC charges over 737 Max with $200 million The Hindu Business Line01:40 23-Sep-22

Boeing to pay $200M for misleading investors about 737 MAX Anadolu Agency01:36 23-Sep-22

NovAccess Global Announces Effectiveness of Form S-1 Registration Statement BioSpace01:04 23-Sep-22

Boeing charged with misleading investors on 737 MAX safety, fined $200 million Khaleej Times01:00 23-Sep-22

Are U.S. Crypto Regulators Staking Out Territory Via Enforcement Actions? Forbes00:21 23-Sep-22

Boeing pays USD 200 million to settle SEC charges over 737 Max The Economic Times23:57 22-Sep-22

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26 Sep 18:03

Securities and Exchange Commission News

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