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Securities and Exchange Commission

US
SEC

Shocker as Terra’s Do Kwon admits to falsifying trading volumes in leaked Slack chats ZyCrypto14:09Terraform Labs Do Kwon Crypto

Investors drop class-action lawsuit against Terraform Labs and Do Kwon Cointelegraph17:29Terraform Labs Do Kwon Crypto

SEC delays spot Bitcoin ETF decisions, Valkyrie Ether ETF to launch on Monday Kitco12:18BlackRock Crypto Bitcoin

SEC delays decision on four Spot Bitcoin ETF proposals, including BlackRock, as government… ZyCrypto17:03BlackRock Crypto Bitcoin

FTX saga continues: SEC lawsuit adds new twist to cryptocurrency drama ETHNews.com07:29FTX Business (US) Crypto

Former FTX accountant Prager Metis sued by SEC Inside Bitcoins12:26FTX Business (US) Crypto

SEC to settle WhatsApp probe with fifth third (fitb) & others Zacks09:34WhatsApp Wall Street Top Internet Brands

Wall Street hit with latest wave of fines in SEC WhatsApp probe BNN Bloomberg09:53WhatsApp Wall Street Top Internet Brands

Grayscale files to convert Ethereum Trust to spot Ethereum ETF CryptoDaily13:01Grayscale Investments Ethereum (ETH) Crypto

Grayscale Ethereum Trust seeks SEC approval to convert to spot ETF Crypto Briefing12:14Grayscale Investments Ethereum (ETH) Crypto

Paradigm: Only US Congress can fill regulatory gaps in Crypto, not SEC Todayq08:35Binance Crypto Business (US)

Paradigm slams SEC for sidestepping standard rulemaking procedures in Binance lawsuit Todayq11:38Binance Crypto Business (US)

Circle intervenes in SEC’s lawsuit against Binance, asserts stablecoins aren’t securities ZyCrypto10:12Stablecoins Binance Crypto

Circle weighs in on SEC’s lawsuit against Binance, says stablecoins are not securities Inside Bitcoins12:55Stablecoins Binance Crypto

SEC continues to delay decisions on crypto ETFs: Law Decoded Cointelegraph15:16Crypto Bitcoin Top Internet Brands

SEC seeks input on pending Bitcoin ETFs amid regulatory scrutiny BitcoinWorld15:49Crypto Bitcoin Top Internet Brands

SEC postpones Ethereum ETF decisions, Bitcoin ETF decision extended to 2024 Investing.com00:57Crypto Bitcoin Business (US)

US SEC delays decision on Ark 21Shares’ and VanEck’s spot Ether ETFs Todayq02:27Crypto Bitcoin Business (US)

VanEck joins Ethereum Futures ETF bandwagon: Details U.Today12:27Ethereum (ETH) Crypto Commodities

Ethereum Futures ETF to begin trading as rumors swirl of accelerated SEC approvals Decrypt12:45Ethereum (ETH) Crypto Commodities

Latest News

In the last half-hour

The SEC's New Private Fund Adviser Rules: A Guide to Compliance JD Supra16:30

US SEC asks judge to deny Coinbase motion to dismiss its lawsuit -filing Reuters16:29

SEC Refuses to Back Off Case Against Coinbase Crypto Exchange Bloomberg Law16:29

In the last hour

PennantPark Floating Rate Capital Ltd. Announces Monthly Distribution of $0.1025 per Share GlobeNewswire (Press Release)16:13

PennantPark Investment Corporation Announces Monthly Distribution of $0.07 per Share GlobeNewswire (Press Release)16:13

In the last 2 hours

Securities Enforcement Forum Central 2023—Enforcement Trends Throughout the SEC 2022 Fiscal Year JD Supra15:28

In the last 4 hours

Caught in the Act: Do Kwon Boasts About Thin Air Transactions DailyCoin14:35

Public and Private Companies Beware – Don’t 21(F)umble Your Employment and Separation Agreements JD Supra14:27

Albemarle FCPA Enforcement Action: Part 1 – Background JD Supra14:17

Bitcoin Spot ETF Approval On The Horizon, Say VanEck & Bitwise Leaders Crypto Briefing14:00

ComEd Settlement Proves the Foreign Corrupt Practices Act Is Not Limited to Foreign Corruption JD Supra13:26

More Attacks on Employee Separation Agreements; Now the SEC Joins the Fray JD Supra13:26

Government Shutdown Averted, For Now; SEC Remains Open for Business JD Supra13:15

SEC expands the Names Rule JD Supra13:15

SEC Enforcement Sweep Regarding Hypothetical Performance JD Supra13:15

XRP News: Why This US Supreme Court Ruling Could Impact Ripple vs. SEC Battle Bitcoinist.com13:10

SEC Settlement A Reminder for Employers: Review Your Separation Agreements JD Supra13:05

Ongoing SEC Marketing Rule Enforcement Sweep Results in Charges Against Investment Advisers JD Supra12:55

In the last 6 hours

Consumer-products giant, accused by SEC of improper accounting, settles case Rock Hill Herald12:34

In the last 8 hours

Deaton Calls For SEC Chair Gary Gensler’s Removal. Here’s Why Times Tabloid10:14

EVe Mobility SPAC's C-Suite Replaced by 10X Bosses MarketWatch10:10

EV maker Lordstown Motors' assets sold to original CEO for $10M Green Car Reports09:33

Cian Files Documents for the Registration of the Prospectus With the CBR Business Wire (Press Release)09:33

New SEC Cyber Rules to Push Publics and Their Third Parties to Strengthen Programs PR Newswire (Press Release)09:00

Earlier today

Terra Founder’s Betrayal: Discord Chat Reveals Fraudulent Activity ETHNews.com08:07

XRP Makes a Strong Comeback, Reincluded in TaiFu 30 Crypto Index ETHNews.com07:06

We Asked ChatGPT if XRP Will Be a Top 3 Crypto in 2024 if Ripple Wins SEC Case CryptoPotato.com05:52

Ethereum Futures ETF Scarred by Low Trading Volume at Launch, Possible Reasons U.Today04:25

Crypto Insider Blows Hot in Explosive Allegations Against SEC CoinEdition04:16

Diageo PLC Diageo launches and prices $1.7 billion USD bonds ADVFN02:02

Yesterday

Judge Hands SEC Some Wins In Crypto Pump-And-Dump Suit Law36022:00 2-Oct-23

SEC's Deal With Ex-Morgan Stanley Broker Gets Green Light Law36020:39 2-Oct-23

Sam Bankman-Fried Trial Begins Tomorrow: 3 Reasons Ex-SEC Official Foresees Conviction Bitcoinist.com20:02 2-Oct-23

Catcha Investment Corp and Crown LNG Holding AS, Announce Public Filing of a Registration… Business Wire (Press Release)17:42 2-Oct-23

Investors drop class-action lawsuit against Terraform Labs and Do Kwon Cointelegraph17:29 2-Oct-23

SEC sues California man for alleged Ponzi scheme centered on Aksarben Village real estate Wahoo Newspaper17:10 2-Oct-23

SEC Says Pa. Funds Sold $99M Worth Of Unregistered Notes Law36016:45 2-Oct-23

CFTC Chair Highlights Crypto Enforcement Actions and Calls for Legislative Update Cryptopolitan16:31 2-Oct-23

The US Securities & Exchange Commission Targets AI on Multiple Fronts (Part 1 of 3) JD Supra16:21 2-Oct-23

SEC Releases New and Revised C&DIs on Pay Versus Performance Disclosures JD Supra15:51 2-Oct-23

Maxim Group fined $800K by SEC over SARs filing lapses Compliance Week15:47 2-Oct-23

Pro-XRP Lawyer Reveals The Impact Of SEC’s Lawsuit Against Ripple News BTC15:40 2-Oct-23

Bitwise Breaks Ground with Ethereum Futures ETF Launch ETHNews.com15:28 2-Oct-23

NFT Cat Fight: SEC Offensive Against NFTs Continues with Stoner Cats 2, LLC JD Supra15:20 2-Oct-23

SEC continues to delay decisions on crypto ETFs: Law Decoded Cointelegraph15:16 2-Oct-23

Grayscale Files With SEC To Convert Its $5 Billion Ethereum Trust Into A Spot ETF ZyCrypto15:05 2-Oct-23

FTX auditor Prager hit with lawsuit by SEC crypto.news15:04 2-Oct-23

Gary Gensler Has No Idea What Security Is According to This Pro-Ripple (XRP) Lawyer CryptoPotato.com14:17 2-Oct-23

Why Is Gary Gensler Hiding FTX Documents? US House Chair Threatens Subpoena CoinGape14:15 2-Oct-23

Unprecedented SEC Action Signals Possible Bitcoin Spot ETF Approvals Bitcoinist.com14:06 2-Oct-23

Grayscale Files to Convert Ethereum Trust to Spot Ethereum ETF CryptoDaily13:01 2-Oct-23

Grayscale submits request to SEC to turn Ethereum Trust into an ETF FXstreet12:37 2-Oct-23

SEC Adopts Amendments to the Investment Company Names Rule JD Supra12:37 2-Oct-23

Former SEC Lawyer John Reed Stark on ‘Three Unique Reasons Why SBF Will Likely Be Convicted’ CryptoGlobe12:30 2-Oct-23

Grayscale Files Application to Convert Ethereum Trust Into Spot Ethereum ETF BeInCrypto12:28 2-Oct-23

SEC's Busy Week Sends Wave of Work to Big Law Law.com12:27 2-Oct-23

Former FTX Accountant Prager Metis Sued By SEC Inside Bitcoins12:26 2-Oct-23

Birkenstock Shoots for $9.2 Billion Valuation in IPO Women's Wear Daily12:24 2-Oct-23

Grayscale Ethereum Trust Seeks SEC Approval to Convert to Spot ETF Crypto Briefing12:14 2-Oct-23

Burke & Herbert Financial Services Corp. and Summit Financial Group, Inc. Submit Filings… PR Newswire (Press Release)12:02 2-Oct-23

XRP holders’ lawyer John Deaton mocks SEC chair Gary Gensler’s idea of ‘security’ Todayq11:37 2-Oct-23

How Likely is a Spot Bitcoin ETF Offering in the US? Finance Magnates11:28 2-Oct-23

DLQ Announces Effectiveness of Registration Statement on Form S-4 in Connection with Pending Listing on NASDAQ via… GlobeNewswire (Press Release)11:26 2-Oct-23

SEC Spotlights Due Diligence during World Investor Week 2023 US Exchange Commission11:08 2-Oct-23

BREAKING: Grayscale Files with SEC To Convert Its Ethereum Trust to Spot Ethereum ETF CoinGape10:22 2-Oct-23

ReTo Eco-Solutions, Inc. Announces $15 Million Registered Direct Offering and $10 Million Concurrent Private Placement AsiaOne10:21 2-Oct-23

Grayscale Has Filed 19b-4 to Convert Grayscale Ethereum Trust to a Spot ETF Coinpedia10:09 2-Oct-23

SEC to Settle WhatsApp Probe With Fifth Third (FITB) & Others Zacks09:34 2-Oct-23

Grayscale submits SEC filing to convert Ethereum Trust to spot ETF Cointelegraph09:00 2-Oct-23

Grayscale Files to Convert $5 Billion Ethereum Trust Into Spot ETF U.Today08:55 2-Oct-23

Paradigm: Only US Congress can fill regulatory gaps in Crypto, not SEC Todayq08:35 2-Oct-23

Bitwise Announces Ethereum (ETH) ETF Set to Launch Today Coinpaper08:31 2-Oct-23

UL Solutions Announces Confidential Submission of Draft Registration Statement for Proposed… Business Wire (Press Release)08:29 2-Oct-23

FTX Saga Continues: SEC Lawsuit Adds New Twist to Cryptocurrency Drama ETHNews.com07:29 2-Oct-23

Binance.US CEO Denies Ties with Ceffu Amid SEC Investigation CoinXposure07:24 2-Oct-23

iBio Explains Recent Filing of Registration Statement GlobeNewswire (Press Release)06:50 2-Oct-23

Hennessy Capital Investment Corp. VI Announces Stockholder Approval of Extension of Deadline to Complete Business… GlobeNewswire (Press Release)06:10 2-Oct-23

Crypto Roundup: SEC Delays (Again), Congress Turns Up The Heat, An ETH Milestone Investing Daily06:05 2-Oct-23

FTX Auditor In Hot Water As SEC Initiates Legal Action CryptoDaily05:11 2-Oct-23

Bitcoin Price Predictions, Ripple (XRP) Developments, SHIB Adoption: Bits Recap Oct 2nd CryptoPotato.com04:38 2-Oct-23

XRP Holders' Lawyer Reveals How Firms Should Deal With SEC U.Today04:30 2-Oct-23

John Deaton and Ripple CTO Shun Gary Gensler’s Regulation CoinEdition04:18 2-Oct-23

Ripple v. SEC case update as of October 2, 2023 Finance in Bold04:10 2-Oct-23

Binance CEO Refutes SEC Claims, Denies Binance.US Ties to Ceffu CoinEdition02:57 2-Oct-23

Lawyer Shares His Analysis on the SEC’s Tactics in the Ripple Lawsuit Coinpaper02:34 2-Oct-23

Ripple Lawyer John Deaton Slams Gensler for Lack of Clarity on Crypto Laws Coinpedia01:58 2-Oct-23

Skadden Discusses Additional SEC Pay-Versus-Performance Compliance and Disclosure Interpretations CLS Blue Sky01:04 2-Oct-23

In the last 7 days

SEC charges major electric utility, former CEO in Illinois political corruption scandal Just The News22:03 1-Oct-23

SEC Has No Right To Fill Crypto’s Regulatory Gaps, Says Paradigm BeInCrypto20:01 1-Oct-23

FTX Auditor Draws Heat From The SEC Over Numerous Violations DailyCoin16:05 1-Oct-23

Shocker As Terra’s Do Kwon Admits To Falsifying Trading Volumes In Leaked Slack Chats ZyCrypto14:09 1-Oct-23

XRP Holder’s Lawyer Says SEC Chair Has No Clue What is or Isn’t a Security CoinGape13:19 1-Oct-23

SEC Files Lawsuit Against FTX Auditor – Details Bitcoinist.com13:10 1-Oct-23

Ripple’s CEO Honors Community for Their Role in Legal Victory DailyCoin11:08 1-Oct-23

SEC Charges Ftx Auditor for Auditor Independence Breach: Report CoinEdition09:47 1-Oct-23

California’s Proposed Bills Require Reporting on Climate Emissions and Risks The Harvard Law School Forum on Corporate Governance09:39 1-Oct-23

Will a Subpoena be Issued to SEC Chair Gary Gensler? Congressman Answers Coinpedia07:58 1-Oct-23

‘Gary Gensler has Highlighted a Problem,’ says Congressman Warren Davidson Coinpedia07:58 1-Oct-23

US DOJ to Call on Former FTX Customers, SBF Allies to Testify in Trial BeInCrypto05:57 1-Oct-23

Ripple CEO Acknowledges XRP Lawyer, Hails “A Ray of Sunshine” CoinEdition04:22 1-Oct-23

Brian Armstrong Says Ripple and XRP Victory is an Important Fact in Coinbase’s Case with the SEC Times Tabloid02:12 1-Oct-23

SEC initiates legal action against FTX's auditor Cointelegraph21:54 30-Sep-23

XRP Lawsuit: John Deaton Concurs “The SEC Harmed a Lot of Innocent People” Pursuing the Ripple… ZyCrypto17:18 30-Sep-23

Former FTX auditor Prager Metis sued by SEC for hundreds of alleged violations Web3 is going just great17:14 30-Sep-23

SEC Drops Bombshell: Terra Founder Do Kwon Chat History Leaked Bitcoinist.com15:06 30-Sep-23

Paradigm Accuses SEC of Overstepping Authority in Binance Case DailyCoin15:05 30-Sep-23

Bitwise Unveils Exciting Plan for New Bitcoin and Ether ETFs DailyCoin14:04 30-Sep-23

SEC hustles to delay Bitcoin ETFs amid looming government shutdown crypto.news13:56 30-Sep-23

Valkyrie Halts Ethereum Futures Purchases Amid SEC Pressure Crypto News Land13:32 30-Sep-23

NYDIG Predicts US Government Shutdown May Impact SEC’s ETF Decisions BitcoinWorld13:22 30-Sep-23

Co-founder Do Kwon Challenges SEC’s Slack Messages as Evidence in Terraform Labs Case BitcoinWorld12:01 30-Sep-23

Paradigm slams SEC for sidestepping standard rulemaking procedures in Binance lawsuit Todayq11:38 30-Sep-23

Crypto CEO Very Bullish On XRP Price, Sets Make Or Break Point News BTC11:31 30-Sep-23

Clear Channel Outdoor to Pay $26 Million to Settle China Bribery Charges The Epoch Times10:24 30-Sep-23

Circle Intervenes In SEC’s Lawsuit Against Binance, Asserts Stablecoins Aren’t Securities ZyCrypto10:12 30-Sep-23

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3 Oct 16:30

Securities and Exchange Commission News

Latest news on the SEC, or the Securities and Exchange Commission, an independent federal agency that regulates the securities markets and protects investors in the United States. It was created in 1934 as part of the New Deal program to prevent another market crash like the one that occurred in 1929. The SEC has five main functions: to enforce federal securities laws, to oversee the securities industry and its participants, to promote fair and efficient markets, to facilitate capital formation, and to protect the interests of investors.

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